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Mutual fund scandal
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131	Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-19 10:32:11 Financial economics Investment banks Citigroup Credit Suisse U.S. Securities and Exchange Commission Fair Fund Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Investment Corporate crime Primary dealers
132	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 6, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-06 17:31:44 Financial services Institutional investors Collective investment schemes Fair Fund United States Securities and Exchange Commission Mutual fund Investment Company Act Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Financial economics Investment Finance
133	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 22, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-22 13:43:26 Government Disgorgement U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Corporate crime United States Securities and Exchange Commission Fair Fund
134	American Wenshen Steel Group, Inc., et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-06 07:13:17 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Summary Financial regulation Law Government Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
135	Microsoft Word - LR[removed]Complaint.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-30 17:35:26 Law Mutual fund scandal Lawsuit Defendant Disgorgement
136	March 24, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 5th Street, N.W. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-05 14:52:58 Finance Institutional investors Collective investment schemes Soft dollar Financial adviser Mutual fund scandal Mutual fund Pension Hedge fund Financial economics Investment Financial services
137	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 19, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-19 12:56:13 Finance 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Broker-dealer Securities fraud Mutual fund scandal Financial economics United States securities law Financial system
138	U.S. Securities and Exchange Commission Office of Municipal Securities: Cases and Materials Add to Reading List Source URL: www.sec.gov Language: English - Date: 1999-12-07 14:41:40 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Securities Act United States Government Allen Barnett Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission
139	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 22, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-22 16:39:11 Financial system 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission World Group Securities Mutual fund scandal Financial economics United States securities law Government
140	Letter Received in Response to Appeals Court Decision Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-30 11:59:06 Institutional investors Christopher Cox U.S. Securities and Exchange Commission Harvey Goldschmid David Sturtevant Ruder Mutual fund scandal Harvey Pitt Mutual fund Mutual Fund Directors Forum Financial economics Investment Financial services

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